Monthly Archives: May 2016

Insider dealers sentenced in Operation Tabernula trial

In a case brought by the Financial Conduct Authority (FCA), Martyn Dodgson, a senior investment banker, and Andrew Hind, a Chartered Accountant, have today been sentenced at Southwark Crown Court to 4.5 years and 3.5 years imprisonment, respectively, having been convicted of conspiring to insider deal between November 2006 and March 2010. Dodgson’s sentence is the longest ever handed down ...

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Imposition of administrative fines to Empire Capital Investments Public Ltd for violations of the Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law

Reason: violations of the Transparency Requirements (Securities Admitted to Trading on a Regulated Market) LawDate: 18/04/2016Amount: 4000.00Link: www.cysec.gov.cy/en-GB/public-info/decisions/78718/?uuid=18042016170305

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Imposition of administrative fines to Elma Holdings Public Company Ltd for violations of the Transpa

Regarding: Elma Holdings Public Company Ltd (available in Greek language) Legislation: The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law Subject: Fines Judicial Review: NOT AT PRESENT   Source: http://www.cysec.gov.cy/en-GB/public-info/decisions/78719/?uuid=18042016170517

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