Monthly Archives: June 2017

Brit-Group has been unauthorised to provide services in the UK

UK Financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA's latest warning is against the firm Brit-Group. Brit-Group is not authorised by the FCA but has been targeting people in the UK and carrying on regulated activities which require authorisation. Source: FCA Posted on: 30/06/2017

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FCA warns against Right Choice Insurance Brokers clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Right Choice Insurance Brokers . Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Source:  FCA Posted on: 30/06/2017

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Sea Star Capital Plc Trading Suspension

Reason: Remaining Unpaid ObligationsDate: 29/06/2017Link: http://www.cysec.gov.cy/CMSPages/GetFile.aspx?guid=75bca5a5-940c-41a8-a441-d3e69a031b3b

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AIG Options / CMC Options has been unauthoried to provide services in the UK

UK Financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA's latest warning is against the firm AIG Options / CMC Options. AIG Options / CMC Options is not authorised by the FCA but has been targeting people in the UK and carrying on regulated activities which require authorisation. Source:  FCA Posted on: 28/06/2017

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Prolinet Ventures Limited has been unauthorised to provide services in the UK

UK Financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA's latest warning is against the firm Prolinet Ventures Limited. Prolinet Ventures Limited is not authorised by the FCA but has been targeting people in the UK and carrying on regulated activities which require authorisation. Source:  FCA Posted on: 28/06/2017

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Asset Management Sector FCA Final Report

The Financial Conduct Authority (FCA) has today published the final findings of its asset management market study and announced the package of remedies it will take forward to address the concerns identified in its interim report into the sector.   Source: FCA Posted on: 28/06/2017

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Termination of suspension of CIF authorisation

The partial suspension of the CIF  authorisation of Xtrade Europe Ltd has terminalised as announced by the Cyprus Securities And Exchange Commission.   Source: CySEC Posted on: 26/06/2017

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Option Financial LLC fined $10,000 by the NFA

Reason: Optional Financial LLC failed to calculate firm’s capitalDate: 04/04/2017Amount: 10,000.00Link: https://www.nfa.futures.org/basicnet/Case.aspx?entityid=0407166&case=17BCC00003&contrib=NFA

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