Monthly Archives: July 2017

LDN Exchange has been unauthorised to provide services in the UK

UK Financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA's latest warning is against the firm LDN Exchange. LDN  Exchange is not authorised by the FCA but has been targeting people in the UK and carrying on regulated activities which require authorisation. Source: FCA Posted on: 21/07/2017

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FCA warns against Oxford Capital Partners clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Oxford Capital Partners. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Source: FCA Posted on: 21/07/2017

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UK Tech Protect Limited has been unauthorised to provide services in the UK

UK Financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA's latest warning is against the firm UK Tech Protect. UK Tech Protect is not authorised by the FCA but has been targeting people in the UK and carrying on regulated activities which require authorisation. Source: FCA Posted on: 20/07/2017

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Commex FC charged with penalty by CySEC

Reason: Revocation of administrative sanctionsDate: 17/07/2017Amount: 50,000Link: http://www.cysec.gov.cy/CMSPages/GetFile.aspx?guid=7df913a0-7ec5-4a17-9fd4-04c54dba21a5

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ETHAN MITCHEL LLC charged with complaint by the NFA

Reason: ETHAN MITCHEL LLC allowed an unregisterd person to act in the capacity of an APComment: ETHAN MITCHEL LLC and Mitchel Brian Alan failed to supervise.Date: 17/07/2017Link: https://www.nfa.futures.org/basicnet/Case.aspx?entityid=0488886&case=17BCC00007&contrib=NFA

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BARBASHOP LLC THE Charged with Complaint by the NFA

Reason: BABRBA Failed to maintain records of brunched orders and to adequately supervise the firm’s commodity futures businessComment: BARBASHOP LLC THE and Barba Ronald T, on January 3, 2017 and January 1, 2017, filed their answer to the BCC Complaint. On July 17, 2017, a settlement was offered and submitted to BARBASHOP LLC THE and Barba Ronald T. The Settlement ...

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Donalds and Brinkley has been unauthorised to provide services in the UK

UK Financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA's latest warning is about the firm Donalds and Brinkley. Donalds and Brinkley is not authorised by the FCA but has been targeting people in the UK and carrying on regulated activities which require authorisation. Source: FCA Posted on: 17/07/2017

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FCA warns against Stenham Investment Funds plc clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Stenham Investment Funds plc. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Source: FCA Posted on: 17/07/2017

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GSI Markets has been unauthorised to provide services in the UK

UK Financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA's latest warning is against the firm GSI Markets. GSI Markets is not authorised by the FCA but has been targeting people in the UK and carrying on regulated activities which require authorisation. Source: FCA Posted on: 17/07/2017

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