Monthly Archives: July 2017

Scope of Investment Platforms Market Study as set by the FCA

The Financial Conduct Authority (FCA) has today published the Terms of Reference for the Investment Platforms Market Study, which sets out the scope and topics that will be covered.   Source: FCA Posted on: 17/07/2017

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Multi Strategy Investments Limited Trading as London Investments has been unauthorised to provide services in the UK

UK Financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA's latest warning is against the firm Multi Strategy Investments Limited. Multi Strategy Investments Limited is not authorised by the FCA but has been targeting people in the UK and carrying on regulated activities which require authorisation. Source: FCA Posted on: 14/07/2017

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FCA warns against Low Rate Loans clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Low Rate Loans. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Source: FCA Posted on: 12/07/2017

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FCA warns against AXA IM Asia clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm AXA IM Asia. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Source: FCA Posted on: 13/07/2017

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Extension of Temporary Restriction in Short Selling

The Financial Conduct Authority (“FCA”) would like to draw the industry’s attention to the announcement by the Spanish Comisión Nacional del Mercado de Valores (CNMV) which extends the restriction of transactions under Article 20 (2) (a) and (b) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012.   Source: FCA Posted on: ...

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FCA warns against Lending Stream clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Lending Stream. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Source: FCA Posted on: 12/07/2017

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FCA warns against Alpha Consulting clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Alpha Consulting. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Source: FCA Posted on: 12/07/2017

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