Monthly Archives: June 2018

FCA warns against EVERETT CAPITAL PARTNERS

Reason: Fraudulent, UnregulatedComment: EVERETT CAPITAL PARTNERS has been providing financial services or products in the UK without being authorised by the FCA.Date: 29/06/2018Link: https://www.fca.org.uk/news/warnings/everett-capital-partners

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FCA warns against Nomura and Partners clone firm

Reason: Fraudulent, UnregulatedComment: Nomura and Partners has been providing financial services or products in the UK without being authorised by the FCA.Date: 29/06/2018Link: https://www.fca.org.uk/news/warnings/nomura-and-partners-clone

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FCA warns against UK Loans Ltd.

Reason: Fraudulent, UnregulatedComment: UK Loans Ltd. has been providing financial services or products in the UK without being authorised by the FCA.Date: 29/06/2018Link: https://www.fca.org.uk/news/warnings/uk-loans-ltd

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FCA warns against CFD Royal clone of FCA authorised firm

Reason: Unregulated, Fraudulent Comment: CFD Royal is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm.Date: 29/06/2018Link: https://www.fca.org.uk/news/warnings/cfd-royal-clone-fca-authorised-firm

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FMA New Zealand warns against Tricom Securities Limited

Reason: Fraudulent, UnregulatedContent of Penalty: REASON FOR WARNING:  It could be involved in a scam. We have received a report about a representative of the entity/website making unsolicited calls to New Zealand residents and offering to invest in shares. It provided a New Zealand investor a fake Certificate of Incorporation of a foreign company. It is not a registered financial ...

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FCA warns against Crown Finance clone of FCA authorised firm

Reason: Fraudulent, UnregulatedComment: Crown Finance is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm.Date: 28/06/2018Link: https://www.fca.org.uk/news/warnings/crown-finance-clone-fca-authorised-firm

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CySEC fines SFS Group Public Ltd and Agroton Public Ltd

Reason: Non CompliantContent of Penalty: The Board of the Cyprus Securities and Exchange Commission (‘the CySEC’) would like to inform the public that, at its meetings held on 4 th June 2018, decided to impose the following administrative fines for violations of the Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law of 2007, as amended (‘the ...

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FMA New Zealand warns against Prestige Wealth Solutions

Reason: Fraudulent, UnregulatedComment: It has been brought to the attention of FMA that Prestige Wealth Solutions and its associates are offering financial services to New Zealand residents via unsolicited telephone calls. Prestige Wealth Solutions is not registered as a financial service provider in New Zealand and is therefore not permitted to provide financial services to New Zealand residents.Date: 27/06/2018Link: https://fma.govt.nz/news-and-resources/warnings-and-alerts/prestige-wealth-solutions/

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FMA New Zealand warns against Haojun Global Investment Limited

Reason: Fraudulent, UnregulatedComment: Haojun Global Investment Limited is not registered to provide financial services in New Zealand. Haojun Global Investment Limited has the characteristics of a scam and recommends exercising caution before dealing with Haojun Global Investment Limited.Date: 27/06/2018Link: https://fma.govt.nz/news-and-resources/warnings-and-alerts/haojun-global-investment-limited/

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