ASIC bans former BBY financial adviser for ten years

Reason:
Abuse
Content of Penalty:

ASIC has banned Sergio Nicolo Belardo, a Perth-based former financial adviser with BBY Ltd (BBY), from providing financial services for ten years.

Mr Belardo was an Authorised Representative of BBY from September 2013 to May 2015 and in that role provided advice and dealing services to BBY retail clients in relation to financial products including securities and derivatives.

Date: 08/11/2017
Link: http://asic.gov.au/about-asic/media-centre/find-a-media-release/2017-releases/17-374mr-asic-bans-former-bby-financial-adviser-for-ten-years/

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