BARBASHOP LLC THE Charged with Complaint by the NFA

Reason:
BABRBA Failed to maintain records of brunched orders and to adequately supervise the firm’s commodity futures business
Comment:
BARBASHOP LLC THE and Barba Ronald T, on January 3, 2017 and January 1, 2017, filed their answer to the BCC Complaint. On July 17, 2017, a settlement was offered and submitted to BARBASHOP LLC THE and Barba Ronald T. The Settlement was accepted.
Date: 17/07/2017
Amount: 25,000
Link: https://www.nfa.futures.org/basicnet/Case.aspx?entityid=0355704&case=16BCC00015&contrib=NFA

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