Penalties

Search a company by a name to find if they have been penalized for a reason or another. Use the advanced filter to refine the search results according to your needs.
Penalty Information
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Warning

Title
FMA Austria warns against www.afbauer.com
Reason
Unregulated
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Warning

Title
FCA warns against Tier One Capital Ltd (clone of FCA authorised firm)
Reason
Unregulated
Comment
Tier One Capital Ltd is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm.
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Warning

Title
FCA warns against The All Star Index
Reason
Unregulated
Comment
This firm has been providing financial services or products in the UK without being authorised by the FCA.
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Warning

Title
FCA warns against Hakopa, Williams and Partners
Reason
Unregulated
Comment
This firm has been providing financial services or products in the UK without being authorised by the FCA.
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Warning

Title
FCA warns against Easy Cheap Loans
Reason
Unregulated
Comment
This firm has been providing financial services or products in the UK without being authorised by the FCA.
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Warning

Title
FCA warns against Superior Finance UK Limited / Superior Finance Services Limited
Reason
Fraudulent, Unregulated
Comment
This firm has been providing financial services or products in the UK without being authorised by the FCA.
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Warning

Title
FCA warns against Apollo Management (clone of FCA authorised firm)
Reason
Fraudulent, Unregulated
Comment
Apollo Management is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm.
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Warning

Title
FCA warns against Kainz Werner Anton (clone of FCA authorised firm)
Reason
Fraudulent, Unregulated
Comment
Kainz Werner Anton is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm.
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Warning

Title
FCA warns against Cooper Consultancy Ltd
Reason
Unregulated
Comment
Cooper Consultancy Ltd firm has been providing financial services or products in the UK without being authorised by the FCA.
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Warning

Title
FCA warns against Redcap Management
Reason
Unregulated
Comment
Redcap Management firm has been providing financial services or products in the UK without being authorised by the FCA.