Penalties

Search a company by a name to find if they have been penalized for a reason or another. Use the advanced filter to refine the search results according to your needs.
Penalty Information
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Warning

Title
FMA New Zealand warns against AG Markets
Reason
Unregulated
Comment
AG Markets claims on its website to be registered on the Financial Service Providers Register when it is not.
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Warning

Title
FCA warns against InteliSure
Reason
Unregulated
Comment
InteliSure is not authorised or registered by the FCA.
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Warning

Title
FCA warns against Credit Suisse (UK) Limited (Clone of FCA authorised firm)
Reason
Unregulated
Comment
Credit Suisse (UK) Limited (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm.
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Warning

Title
FCA warns against Credit Suisse Securities (Clone of FCA authorised firm)
Reason
Unregulated
Comment
Credit Suisse Securities (Clone of FCA authorised firm) ] is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm.
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Warning

Title
FCA warns against Castle Trust Private Bank (clone of FCA authorised firm)
Reason
Unregulated
Comment
Castle Trust Private Bank (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm.
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Warning

Title
FCA warns against Switch Finance
Reason
Unregulated
Comment
This firm is not authorised by the FCA and is targeting people in the UK
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Warning

Title
FMA (New Zealand) warns against McKenzie International Investments
Reason
Fraudulent
Comment
The FMA recommends exercising caution before dealing with McKenzie International Investments and the website https://mckenzieinternationalinvestments.com/. It is believed McKenzie International Investments has the hallmarks of a scam.
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Warning

Title
FMA (New Zealand) warns against Alderbrook Capital Management
Reason
Fraudulent
Comment
The FMA recommends exercising caution before dealing with Alderbrook Capital Management and the website www.alderbrookcapital.com. It is believed Alderbrook Capital Management has the hallmarks of a scam.
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Warning

Title
FMA (New Zealand) warns against Swift Wealth Recovery
Reason
Fraudulent
Comment
The FMA recommends exercising caution before dealing with Swift Wealth Recovery and the website https://www.swiftwealthrecovery.com. It is believed Swift Wealth Recovery has the hallmarks of a scam.
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Warning

Title
FMA New Zealand warns against Green Knight Financial Services
Reason
Fraudulent
Comment
The FMA recommends exercising caution before dealing with Green Knight Financial Services and the website https://greenknightfinancialservices.com. It is believed that Green Knight Financial Services has the hallmarks of a scam.