Penalties

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Penalty Information
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Warning

Title
CNMV warns against unregulated entities
Reason
Unregulated
Comment
UNITED LIMITED GOLDENKEYPRO.COM ROYALCRYPTOBANC.COM BALI LIMITED LTD SOLUTIONSCM LTD LOCKWOODINV.COM SETONIX HOLDING LTD OBSBIT.COM/ES FX TRADING CORPORATION FXTRADINGCORP.COM/ are not authorised to provide the investment services detailed in Article 140 of the Securities Markets Law, which include investment advice, or to provide the auxiliary services detailed in letters a), b), d), f) and g) of Article 141 of the said Law in relation to the financial instruments detailed in Article 2 of the said Law, including, to those purposes, foreign currency transactions.
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Warning

Title
FMA New Zealand warns against Alliance Investment Limited
Reason
Unregulated
Comment
Alliance Investment Limited are an unregistered, unregulated entity who are falsely holding out as being associated with legitimate company, Alliance Investments Limited.
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Warning

Title
FMA Austria warns against Steiner and Partners
Reason
Unregulated
Comment
Steiner and Partners are not entitled to carry out banking transactions in Austria that require a licence.
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Warning

Title
FMA Austria warns against JJ LLOYD
Reason
Unregulated
Comment
JJ LLOYD is not entitled to provide investment services in Austria that require a licence.
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Warning

Title
FMA Austria warns against BOGNER & CEO
Reason
Unregulated
Comment
BOGNER & CEO is not entitled to provide investment services in Austria that require a licence.
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Warning

Title
FCA warns against Alph Capital clone firm
Reason
Unregulated
Comment
Alph Capital (clone) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm.
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Warning

Title
FCA warns against Vanguard Investments clone of authorised firm
Reason
Fraudulent, Unregulated
Comment
Vanguard Investments is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm.
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Warning

Title
FCA warns against MegatradeFX (a trading style of Guide Universal LP)
Reason
Unregulated
Comment
MegatradeFX (a trading style of Guide Universal LP) is not authorised or registered by the FCA
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Warning

Title
FCA warns against Trading Epic
Reason
Unregulated
Comment
Trading Epic Trading Epic is not authorised or registered by the FCA.
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Warning

Title
CNMV warns against several unauthorised firms
Reason
Unregulated