Penalties

Search a company by a name to find if they have been penalized for a reason or another. Use the advanced filter to refine the search results according to your needs.
Penalty Information
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Warning

Title
FCA warns against Delmer Consulting Group
Reason
Unregulated
Comment
Delmer Consulting Group is not authorised or registered by the FCA.
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Warning

Title
FCA warns against Liberty House Capital Ltd
Reason
Unregulated
Comment
Liberty House Capital Ltd is not authorised or registered by the FCA.
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Warning

Title
FCA warns against Hanover Merchant Capital UK Ltd
Reason
Unregulated
Comment
This firm is not authorised by the FCA and is targeting people in the UK.
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Warning

Title
FMA (New Zealand) warns against Ashwood Holdings Limited
Reason
Unregulated
Comment
Ashwood Holding Limited and www.ashwoodholdingsltd.com could be involved in a scam which is associated with Grace Investment, Regal Investment, and Duke Valentines Limited.
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Warning

Title
FMA (New Zealand) warns against TradeLTD
Reason
Unregulated
Comment
The FMA recommends exercising caution before dealing with TradeLTD and the website www.tracleltd .co m as TradeLTD is not listed on the FSPR and Is not an incorporated company in New Zealand.
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Warning

Title
FCA warns against IPO-DEX (clone of FCA authorised firm)
Reason
Unregulated
Comment
This firm is not authorised or registered by the FCA.
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Warning

Title
FCA warns against 24HR Trading Academy Ltd
Reason
Unregulated
Comment
This firm is not authorised by the FCA.
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Warning

Title
FMA (Austria) warns against TorOption (Smart Choice Zone LP)
Reason
Unregulated
Comment
TorOption (Smart Choice Zone LP): The FMA warns investors against concluding banking transactions requiring a licence with this provider.
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Warning

Title
FCA warns against Cabinet Klienmann Sarl (clone of authorised firm)
Reason
Unregulated
Comment
This firm is not authorised or registered by the FCA,
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Warning

Title
FCA warns against Baxter-Ford & Associates LLC
Reason
Unregulated
Comment
This firm is not authorised by the FCA.