Penalties

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Penalty Information
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Warning

Title
Financial Services and Markets Authority (FSMA) warns the public against the activities of GTX Options
Reason
Unregulated
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Warning

Title
CMNV warns against FUENGIROLA FINANS, S.L.
Reason
Unregulated
Comment
FUENGIROLA FINANS, S.L. is not authorised to provide the investment services detailed in Article 140 of the Securities Markets Law, which include investment advice, or to provide the auxiliary services detailed in letters a), b), d), f) and g) of Article 141 of the said Law in relation to the financial instruments detailed in Article 2 of the said Law, including, for those purposes, foreign currency transactions
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Warning

Title
FCA warns against Rowlands Advisors LLC
Reason
Unregulated
Comment
Rowlands Advisors LLC has been providing financial services or products in the UK without being authorised by the FCA
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Warning

Title
FCA warns against Equiniti Financial Services clone of FCA authorised firm
Reason
Unregulated
Comment
Equiniti Financial Services is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm.
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Warning

Title
FCA warns against Fieldbase Investments Limited t/a Fieldbase Wealth
Reason
Unregulated
Comment
Fieldbase Investments Limited t/a Fieldbase Wealth has been providing financial services or products in the UK without being authorised by the FCA.
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Warning

Title
FCA warns against My-PersonalLoan clone of FCA authorised firm
Reason
Unregulated
Comment
My-PersonalLoan is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm.
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Warning

Title
IFSC warns against Sigma-market
Reason
Unregulated
Comment
Sigma-market is not licensed under the IFSC Act to provide, carry on, transact, or hold himself out as providing, carrying on, or transacting any of the international financial services as set out in the Schedule of the IFSC ACT in or from within Belize.
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Warning

Title
IFSC warns against B.O Tradefinancials Ltd
Reason
Unregulated
Comment
B.O Tradefinancials Ltd is not licensed under the IFSC Act to provide, carry on, transact, or hold himself out as providing, carrying on, or transacting any of the international financial services as set out in the Schedule of the IFSC ACT in or from within Belize.
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Warning

Title
IFSC warns against FONDA BRANCH
Reason
Unregulated
Comment
FONDA BRANCH is not licensed under the IFSC Act to provide, carry on, transact, or hold himself out as providing, carrying on, or transacting any of the international financial services as set out in the Schedule of the IFSC ACT in or from within Belize.
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Warning

Title
IFSC Belize warns against Ultimate Trade Option Ltd.
Reason
Unregulated
Comment
Ultimate Trade Option Ltd. is not licensed under the IFSC Act to provide, carry on, transact, or hold himself out as providing, carrying on, or transacting any of the international financial services as set out in the Schedule of the IFSC ACT in or from within Belize.