Penalties

Search a company by a name to find if they have been penalized for a reason or another. Use the advanced filter to refine the search results according to your needs.
Penalty Information
Unable to load logo

Fine

Title
Andrew Peter Wilkins Fined £50,000 by the Financial Conduct Authority
Reason
For breaching Statement of Principle 6 of the Authority's Statements of Principle for Approved Persons.
Unable to load logo

Fine

Title
Mothahir Miah Fined £139,000 by the Financial Conduct Authority
Reason
For breaching Principle 1 of the Statement of Principle and Code of Practice for Approved Persons.
Unable to load logo

Fine

Title
Barclays Bank plc Fined £72,069,400 by the Financial COnduct Authority
Reason
For breaching Principle 2.
Unable to load logo

Fine

Title
Paivi Katriina Grigg Fined £14,807 by the Financial Conduct Authority
Reason
For breaching Statement of Principle 6.
Unable to load logo

Fine

Title
Threadneedle Asset Management Limited Fined £6,038,504 by the Financial Conduct Authority
Reason
For breaching Principles 3 and 11
Unable to load logo

Fine

Title
Vroni Mavis O'Brien Fined £20,000 by the Financial Conduct Authority
Reason
For breaching Statement of Principle 2 and 7.
Unable to load logo

Fine

Title
Coverall Worldwide Ltd Fined £36,800 by the Financial Conduct Authority
Reason
For breaching Principles 1, 3 and 10 and certain applicable rules set out in CASS and COND
Unable to load logo

Fine

Title
Millburn Insurance Company Limited (in administration) Fined £1,137,500 by the Financial Conduct Authority
Reason
For breaching Principle 11
Unable to load logo

Fine

Title
Wayne Anthony Redgrave Fined £38,600 by the Financial Conduct Authority
Reason
For breaching Statement of Principle 6 and certain applicable rules set out by ICOBS
Unable to load logo

Fine

Title
Andrea Christine Sadler Fined £18,700 by the Financial Conduct Authority
Reason
For breaching Statement of Principle 6, FIT