Company News

FCA warns against Adexec Worldwide Financial Services clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Adexec Worldwide Financial Services. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. See the article here: Adexec Worldwide Financial Services. Posted on: 25/09/2017

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Saxo bank is to sign a major deal in Italy

saxo bank

Danish multi-asset trading and technology provider Saxo Bank is to sign a major deal in Italy, forming an exclusive partnership with Italian Banca Generali. Saxo Bank aims to offer its technology and online trading services to clients and financial advisors through the agreement. Saxo Bank’s multi-asset trading offering is widely available for white label partnerships. The new platform will enhance ...

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The Financial Services and Markets Authority (FSMA) warns the public against the fraudulent activities of unauthorized lenders

The Financial Services and Markets Authority (FSMA) warns the public once again against the fraudulent activities of unauthorized lenders approaching consumers who are looking for credit.   The FSMA regularly receives questions from consumers about the trustworthiness of 'lenders' who approach them via the internet with an attractive offer of credit. Moreover, consumers are often contacted unsolicited via email or social ...

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The Autorité des marchés financiers (AMF) warns against unauthorized websites offering binary options trading

 The AMF is publishing a list of new websites offering binary options trading, for which no authorized investment services provider could be clearly identified. Here is the list of new websites recently identified: www.barclays-trading-invest.com www.binarymate.com www.finrally.com A list of all unauthorized websites to offer trading of binary options is available in the AMF’s website (section: Espagne Epargnants > Protéger son ...

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Nasdaq Stockholm fines the Marketing Group PLC SEK 595,546

The Disciplinary Committee of Nasdaq Stockholm has found that The Marketing Group PLC (“The Marketing Group” or “the Company”) has breached the regulations of Nasdaq First North (“the Rule Book”) in several respects and, accordingly, has imposed a fine on The Marketing Group amounting to two annual fees, corresponding to an amount of SEK 595,546. The Disciplinary Committee finds that ...

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FCA warns against Asset Consulting / Consultant Services

UK Financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA's latest warning is against the firm Asset Consulting / Consultant Services. Asset Consulting / Consultant Services. is not authorised by the FCA but has been targeting people in the UK and carrying on regulated activities which require authorisation. See the article here. Posted on: 19/09/2017

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FCA warns against Rathbone Brothers clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Rathbone Brothers. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. See the article here: Rathbone Brothers Posted on: 19/09/2017

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CSSF warns against DBL Asset Management S.A.

The Commission de Surveillance du Secteur Financier (CSSF) warns the public of the activities of an entity named DBL Asset Management S.A. (website: www.dbl-am.org) which claims to be established at 11 rue René Weimerskirch, 2713 Luxembourg. The CSSF informs the public that DBL Asset Management S.A. is unknown to it and that the entity has not been granted any authorisation ...

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Financial adviser sentenced for making false statements to ASIC

asic

Mr Michael Davie, of Keilor East, Victoria, has appeared in the Melbourne Magistrates Court and pleaded guilty to three charges of making false or misleading statements in documents submitted to ASIC. The charges, which follow an ASIC investigation, allege that on or about 3 August 2016, and in support of an application for an Australian financial services licence, Mr Davie ...

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FCA warns against FCA Market – Financial Contract Authority

UK Financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA's latest warning is against the firm FCA Market – Financial Contract Authority. FCA Market – Financial Contract  Authority is not authorised by the FCA but has been targeting people in the UK and carrying on regulated activities which require authorisation. See the article here. ...

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