Company News

Nasdaq Stockholm fines the Marketing Group PLC SEK 595,546

The Disciplinary Committee of Nasdaq Stockholm has found that The Marketing Group PLC (“The Marketing Group” or “the Company”) has breached the regulations of Nasdaq First North (“the Rule Book”) in several respects and, accordingly, has imposed a fine on The Marketing Group amounting to two annual fees, corresponding to an amount of SEK 595,546. The Disciplinary Committee finds that ...

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FCA warns against Asset Consulting / Consultant Services

UK Financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA's latest warning is against the firm Asset Consulting / Consultant Services. Asset Consulting / Consultant Services. is not authorised by the FCA but has been targeting people in the UK and carrying on regulated activities which require authorisation. See the article here. Posted on: 19/09/2017

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FCA warns against Rathbone Brothers clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Rathbone Brothers. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. See the article here: Rathbone Brothers Posted on: 19/09/2017

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CSSF warns against DBL Asset Management S.A.

The Commission de Surveillance du Secteur Financier (CSSF) warns the public of the activities of an entity named DBL Asset Management S.A. (website: www.dbl-am.org) which claims to be established at 11 rue René Weimerskirch, 2713 Luxembourg. The CSSF informs the public that DBL Asset Management S.A. is unknown to it and that the entity has not been granted any authorisation ...

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Financial adviser sentenced for making false statements to ASIC

asic

Mr Michael Davie, of Keilor East, Victoria, has appeared in the Melbourne Magistrates Court and pleaded guilty to three charges of making false or misleading statements in documents submitted to ASIC. The charges, which follow an ASIC investigation, allege that on or about 3 August 2016, and in support of an application for an Australian financial services licence, Mr Davie ...

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FCA warns against FCA Market – Financial Contract Authority

UK Financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA's latest warning is against the firm FCA Market – Financial Contract Authority. FCA Market – Financial Contract  Authority is not authorised by the FCA but has been targeting people in the UK and carrying on regulated activities which require authorisation. See the article here. ...

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FCA warns against Beaufort Securities clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Beaufort Securities. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. See the article here: Beaufort Securities Posted on: 14/09/2017

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SocialTradingGuru.com acquired by Investoo Group

socialtradingguru

Fx and financial affiliate Investoo Group just announced that has acquired the social trading comparison site SocialTradingGuru.com for an undisclosed fee. SocialTradingGuru.com launched in 2012 and is one of the biggest social trading comparison sites and works a number of partners including eToro, Ayondo and Tradeo. The deal includes all existing revenue share accounts. Investoo Group CEO Adam Grunwerg commented: ...

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Belize Regulator IFSC warns against Harvey Lennon (individual)

Belize Regulator IFSC warns against an individual called Harvey Lennon.  According to the IFSC, a person by the name of "Harvey Lennon" is falsely and fraudulently representing to hold a personal licence issued by IFSC for the carrying on of the business of Expert Advisor/ Consultancy/ Advisory for Trading in Foreign Exchange. IFSC has confirmed that â€‹Harvey Lennon is not regulated by the International Financial Services ...

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Belize Regulator IFSC warns against Birch Stones Limited

Belize Regulator IFSC warns against Birch Stones Limited. According to IFSC, an International Business Company registered in Belize, operating with trading name Bitlio, is offering Bitcoin wallet services which allow its clients to buy, sell, store and trade bitcoins. IFSC confirm that this entity is not licensed by the International Financial Services Commission of Belize or any other competent authority in Belize.   See the ...

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