Company News

FCA warns against OneTrade clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm OneTrade. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Source: FCA Posted on: 03/07/2017

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Horizon Management Advisors have been unauthorised to provide services in the UK

UK Financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA's latest warning is against the firm Horizon Management Advisors. Horizon Management Advisors is not authorised by the FCA but has been targeting people in the UK and carrying on regulated activities which require authorisation. Source: FCA Posted on: 03/07/2017

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The power of benchmarks

In March 2015, the UK’s regulated benchmark regime was expanded to include seven additional financial benchmarks – among them the ICE swap rate. Two years on, FCA economists Matteo Aquilina and Tom Steffen, in collaboration with academics Gbenga Ibikunle and Vito Mollica, look at the impact of this move.   Source: FCA Posted on: 03/07/2017

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KINGSVIEW FUTURES LLC charged with complaint by NFA

Joshua M. Lewis (Lewis) and Noel H. Sinclair (Sinclair) have been charged with complaint by the NFA's Business Conduct Committee for failing to diligently supervise the firm's operations and activities.   Source: NFA Posted on: 29/06/2017

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Brit-Group has been unauthorised to provide services in the UK

UK Financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA's latest warning is against the firm Brit-Group. Brit-Group is not authorised by the FCA but has been targeting people in the UK and carrying on regulated activities which require authorisation. Source: FCA Posted on: 30/06/2017

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FCA warns against Right Choice Insurance Brokers clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Right Choice Insurance Brokers . Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Source:  FCA Posted on: 30/06/2017

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AIG Options / CMC Options has been unauthoried to provide services in the UK

UK Financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA's latest warning is against the firm AIG Options / CMC Options. AIG Options / CMC Options is not authorised by the FCA but has been targeting people in the UK and carrying on regulated activities which require authorisation. Source:  FCA Posted on: 28/06/2017

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Prolinet Ventures Limited has been unauthorised to provide services in the UK

UK Financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA's latest warning is against the firm Prolinet Ventures Limited. Prolinet Ventures Limited is not authorised by the FCA but has been targeting people in the UK and carrying on regulated activities which require authorisation. Source:  FCA Posted on: 28/06/2017

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Asset Management Sector FCA Final Report

The Financial Conduct Authority (FCA) has today published the final findings of its asset management market study and announced the package of remedies it will take forward to address the concerns identified in its interim report into the sector.   Source: FCA Posted on: 28/06/2017

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