Fine

Mr. Danny Rothman (or Mr. Daniel Rubinstein) Fined €100000.00 by the Cyprus Securities Exchange Commission

Reason: provide misleading information and date in relation to his academic qualifications and economic soundnessDate: 04/10/2016Amount: 100000.00Link: http://www.cysec.gov.cy/CMSPages/GetFile.aspx?guid=e5d8ff29-6255-4640-8832-60c2d7736c2b

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X-Change Financial Access LLC Fined $75,000 by the National Futures Association

Reason: Complaint alleged that XFA, Scheffler and Stafford violated NFA Compliance Rule 2-9(a), by failing to adequately supervise XFA’s operationsDate: 09/12/2015Amount: 75000.00Link: http://www.nfa.futures.org/basicnet/CaseDocument.aspx?seqnum=4264

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FX Direct Dealer LLC Fined $75,000 by the National Futures Association

Reason: Violated NFA Compliance Rules 2-36(b)(1) and 2-36(b)(5) by willfully Submitting Deceitful and misleading information to NFA and Others. Date: 25/07/2013Amount: 75000.00Link: http://www.nfa.futures.org/BasicNet/CaseDocument.aspx?seqnum=3655

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The Cambridge Strategy Asset Management Limited Fined $60,000 National Futures Association

Reason: Complaint Alleged that Cambridge Commingled offshore pool funds, Distributed pool statement that Contained error, failed to receive fund in the same name of pool.Date: 04/11/2016Amount: 60000.00Link: http://www.nfa.futures.org/basicnet/CaseDocument.aspx?seqnum=4375

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Interactive Brokers LLC Fined $125,000 by the National Futures Association

Reason: charged lnteractive with violations of NFA Compliance Rule 2-10 for failing to maintain adequate books and records necessary and appropriate to conduct its businessDate: 29/05/2007Amount: 125000.00 Link: http://www.nfa.futures.org/basicnet/CaseDocument.aspx?seqnum=1181

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