Fine

John Douglas Leslie Fined £28,000 by the Financial Conduct Authority

Reason: For failing to meet minimum regulatory standards in terms of performing significant influence functions with due skill, care and diligence.Date: 26/07/2013Amount: 28000.00Link: https://www.fca.org.uk/publication/final-notices/john-leslie.pdf

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Vandana Madhukar Parikh Fined £45,673 by the Financial Conduct Authority

Reason: For failing to act with due skill, care and diligence in the period leading up to the illegal manipulation of the closing price of securities traded on the LSE by Rameshkumar Goenka.Date: 06/08/2013Amount: 45673.00Link: https://www.fca.org.uk/publication/final-notices/vandana-madhukar-parikh.pdf

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Aberdeen Asset Managers Limited and Aberdeen Fund Management Limited Fined £7,192,500 by the Financial Conduct Authority

Reason: For failing to identify, and therefore properly protect, client money placed in Money Market Deposits with third party banks.Date: 02/09/2013Amount: 7192500.00Link: https://www.fca.org.uk/publication/final-notices/aberdeen-asset-managers-limited.pdf

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