Fine

Timothy Alan Roberts Fined £450,000 by the Financial Conduct Authority

Reason: failure to comply with Statement of Principles 1 and 6 of the Authority’s Statements of Principle for Approved PersonsDate: 08/04/2016Amount: 450000.00Link: https://www.fca.org.uk/publication/final-notices/timothy-alan-roberts.pdf

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CT Capital Limited Fined £2,360,900 by the Financial Conduct Authority

Reason: Breached Principles 3 (management and control) and 6 (customers’ interests) of the Authority’s Principles or Businesses in relation to its handling of PPI complaints. Date: 01/06/2016Amount: 2360900.00Link: https://www.fca.org.uk/publication/final-notices/ct-capital-limited.pdf

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Timothy Duncan Philip Fined £60,000 by the Financial Conduct Authority.

Reason: Breaches of Statement of Principle 6 whilst performing the significant influence controlled function of CF1 (Director)Date: 13/07/2016Amount: 60000.00Link: https://www.fca.org.uk/publication/final-notices/timothy-duncan-philip.pdf

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