CySEC Fined Mr. Theodoros Aristodemou

Reason: AbuseDate: 01/12/2017Amount: 100000Link:

Read More »

Volkswagen Financial Services Australia penalized for misleading advertising

Reason: AbuseComment: Volkswagen Financial Services Australia Pty Ltd (ACN 097 071 460) (VWFSA) has paid a penalty of $216,000 after ASIC issued 20 infringement notices for alleged misleading statements made by VWFSA as part of its ‘1% you can’t ignore’ advertising campaign. Date: 28/11/2017Amount: 216,000 Link:

Read More »

FCA fines bond trader for market abuse

Reason: AbuseContent of Penalty: The Financial Conduct Authority (FCA) has imposed on Paul Walter, a former Bank of America Merrill Lynch International Limited (BAML) bond trader, a financial penalty of £60,090 for engaging in market abuse. Following an investigation, the FCA found that Mr. Walter, an experienced trader, engaged in market abuse by creating a false and misleading impression as to ...

Read More »