Operators of ‘binary options trading boiler room’ convicted and sentenced

Reason: UnregulatedContent of Penalty: Following an ASIC investigation, Jana Jaros and Jackson Laurence Malcolm Capper were convicted and sentenced for operating a financial services business without a licence and lodging false documents to ASIC containing false or misleading material. Date: 09/11/2017Link:

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BARBASHOP LLC THE Charged with Complaint by the NFA

Reason: BABRBA Failed to maintain records of brunched orders and to adequately supervise the firm’s commodity futures businessComment: BARBASHOP LLC THE and Barba Ronald T, on January 3, 2017 and January 1, 2017, filed their answer to the BCC Complaint. On July 17, 2017, a settlement was offered and submitted to BARBASHOP LLC THE and Barba Ronald T. The Settlement ...

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Lionsman Captal Markets Ltd monetary sanction €90,000 reach a settlement with Cyprus Securities and Exchange Commission

Reason: Possible Violations of the Investment Services and Activities and Regulated Markets Law of 2007Date: 04/07/2017Amount: 90000.00Link:

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