Termination

ASIC has permanently banned John Dimitropoulos

Reason: Mr Dimitropoulos engaged in a range of contraventions under financial services and credit lawsContent of Penalty: ASIC found that he: made false statements to ASIC in Sunpac Finance’s annual compliance certificates about Sunpac Finance’s compliance processes and procedures; was involved in Sunpac Finance and Heritage Financial Solutions’  breaches of their general conduct obligations as credit licensees; was involved in Heritage ...

Read More »

Pulp International Business Ltd trading license terminated/Withdrawal by the Cyprus Securities and Exchange Commission

Reason: pursuant to sections 25(1)(b) and 26(4)(b) of the Investment Services and Activities and Regulated Markets Law of 2007Date: 06/04/2015Link: http://www.cysec.gov.cy/CMSPages/GetFile.aspx?guid=cc839abd-4355-4c1b-949e-e051aa016db0

Read More »

P.M. Investment Capital Limited trading license Terminated/Withdrawal by the Cyprus Securities and Exchange Commission

Reason: pursuant to section 25(1), subparagraphs (b) and (c), of the Investment Services and Activities and Regulated Markets Law of 2007Date: 10/07/2015Link: http://www.cysec.gov.cy/CMSPages/GetFile.aspx?guid=b97508b2-b43d-41ac-b708-1c6780492da1

Read More »