Warning

FCA warns against Dartalon Ltd t/a Greenfields Capital and GFCInvestment

Reason: UnregulatedComment: Dartalon Ltd t/a Greenfields Capital and GFCInvestment has been providing financial services or products in the UK without being authorised by the FCA.Date: 23/10/2018Link: https://www.fca.org.uk/news/warnings/dartalon-ltd-t-greenfields-capital-and-gfcinvestment

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FCA warns against Lisk Finance

Reason: UnregulatedComment: Lisk Finance has been providing financial services or products in the UK without being authorised by the FCA.Date: 24/10/2018Link: https://www.fca.org.uk/news/warnings/lisk-finance

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FCA warns against AMP Trading Group

Reason: UnregulatedComment: AMP Trading Group has been providing financial services or products in the UK without being authorised by the FCA.Date: 23/10/2018Link: https://www.fca.org.uk/news/warnings/amp-trading-group

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CySEC warns against Efexa1000

Reason: UnregulatedContent of Penalty: The Cyprus Securities and Exchange Commission (‘CySEC’) wishes to inform investors about the following regarding "Efexa1000 Ltd" (the "Company"): 1. The Company, through the website efexa1000.com, claims to be part of the Instant Trading EU Ltd (the "CIF") group, which is licensed (License No. 266/15) and regulated by CySEC, while it has no relationship with the ...

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SEC Suspends Trading in Company for Making False Cryptocurrency-Related Claims about SEC Regulation and Registration

Reason: UnregulatedContent of Penalty: The Securities and Exchange Commission today suspended trading in the securities of a company amid questions surrounding its statements about partnering with a claimed SEC-qualified custodian for use with cryptocurrency transactions and a purportedly registered public offering of preferred stock. The SEC’s trading suspension order says that two August 2018 press releases issued by Nevada-based American Retail Group, ...

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FCA warns against Red Arc Global Investments plc (clone of an FCA recognised collective investment scheme)

Reason: Fraudulent, UnregulatedComment: This firm has been providing financial services or products in the UK without being authorised by the FCA,Date: 19/10/2018Link: https://www.fca.org.uk/news/warnings/red-arc-global-investments-plc-clone-fca-recognised-collective-investment-scheme

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FCA warns against Loan For Tenant (clone of authorised firm)

Reason: Fraudulent, UnregulatedComment: This firm is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firmDate: 19/10/2018Link: https://www.fca.org.uk/news/warnings/loan-tenant-clone-authorised-firm

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FCA warns against Ellis David Insurance Brokers

Reason: Fraudulent, UnregulatedComment: Ellis David Insurance Brokers is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm.Date: 19/10/2018Link: https://www.fca.org.uk/news/warnings/ellis-david-insurance-brokers-clone

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FCA warns against Global Wealth Asia clone firm

Reason: Fraudulent, UnregulatedComment: Global Wealth Asia is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm.Date: 19/10/2018Link: https://www.fca.org.uk/news/warnings/global-wealth-asia-clone

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