Warning

CNMV warns against GUZMAN CARRERAS Y CIA

Reason: UnregulatedComment: GUZMAN CARRERAS Y CIA www.socialtradingcommunity.com is not authorised to provide the investment services detailed in Article 140 of the Securities Markets Law, which include investment advice, or to provide the auxiliary services detailed in letters a), b), d), f) and g) of Article 141 of the said Law in relation to the financial instruments detailed in Article 2 ...

Read More »

CNMV warns against DANISPORT SIGLO XXI. S.L.

Reason: UnregulatedComment: DANISPORT SIGLO XXI. S.L. is not authorised to provide the investment services detailed in Article 140 of the Securities Markets Law, which include investment advice, or to provide the auxiliary services detailed in letters a), b), d), f) and g) of Article 141 of the said Law in relation to the financial instruments detailed in Article 2 of ...

Read More »

FMA warns against Messrs John Preston and Robert Harding; Harding & Company Advisors

Reason: Unregulated, Fraudulent Content of Penalty: REASON FOR WARNING: FMA New Zealand have reasons to believe that Messrs Preston and Harding, and the website www.handcadvisors.com have the hallmarks of a scam. FMA New Zealand are concerned that Messrs Preston and Harding are cold calling New Zealand residents purporting to be representatives from Harding and Company Advisors and offering the opportunity to purchase shares. Messrs Preston ...

Read More »

Belize’s IFSC warns against unauthorized entities

Reason: UnregulatedContent of Penalty: The entities listed bellow are not licensed under the IFSC Act to provide, carry on, transact, or hold himself out as providing, carrying on, or transacting any of the international financial services as set out in the Schedule of the IFSC ACT in or from within Belize.   FIXED STAR INLVESTMENT INC BENJAMIN EDEN FORT TRADES LTD ...

Read More »

FCA warns against Bernstein Securities

Reason: UnregulatedComment: Bernstein Securities has been providing financial services or products in the UK without being authorised by the FCA.Date: 16/11/2018Link: https://www.fca.org.uk/news/warnings/bernstein-securities

Read More »

FCA warns against Avant Finance/ Avant Credit (clone of authorised firm)

Reason: Unregulated, Fraudulent Comment: Avant Finance/ Avant Credit is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm.Date: 16/11/2018Link: https://www.fca.org.uk/news/warnings/avant-finance-avant-credit-clone-authorised-firm

Read More »

FCA warns against Assurance ET Capital Partners (clone of EEA authorised firm)

Reason: Unregulated, Fraudulent Comment: Assurance ET Capital Partners is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm.Date: 15/11/2018Link: https://www.fca.org.uk/news/warnings/assurance-et-capital-partners-clone-eea-authorised-firm

Read More »

FCA warns against Goose Investments

Reason: UnregulatedComment: Goose Investments has been providing financial services or products in the UK without being authorised by the FCA.Date: 15/11/2018Link: https://www.fca.org.uk/news/warnings/goose-investments

Read More »

FCA warns against GMT Crypto (clone of authorised firm)

Reason: Unregulated, Fraudulent Comment: GMT Crypto is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm.Date: 16/11/2018Link: https://www.fca.org.uk/news/warnings/gmt-crypto-clone-authorised-firm

Read More »

FMA Austria warns against Minax PTE LTD

Reason: UnregulatedContent of Penalty: Minax PTE LTD www.minax.io info@minax.io is not entitled to carry out banking transactions in Austria that require a licence. The provider is therefore not permitted to issuance and administer payment instruments on a commercial basis (Article 1 para. 1 no. 6 BWG). Date: 15/11/2018Link: https://www.fma.gv.at/en/minax-pte-ltd/

Read More »