FCA fines compliance oversight officer for pension transfer failings

Reason:
failing to exercise due skill, care and diligence
Date: 14/07/2017
Amount: 75,000
Link: https://www.fca.org.uk/news/press-releases/fca-fines-compliance-oversight-officer-pension-transfer-failings

Comments are closed.

This website uses cookies to improve your experience. We'll assume you're ok with this, but you can opt-out if you wish. Accept Read More