Peregrine Financial Group Fined $700,000 by the National Futures Association

Reason:
PFG was a Future Commission Merchant (“FCM”) and Forex Dealer Member NFA member. As such, PFG was and is Required to Comply with NFA Requirement and is Subject to Disciplinary Proceedings for Violations Thereof.
Date: 08/02/2012
Amount: 700000.00
Link: http://www.nfa.futures.org/basicnet/CaseDocument.aspx?seqnum=3182

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