State Street Paying Penalties to Settle Fraud Charges and Disclosure

Reason:
State Street used false trading statements, pre-trade estimates, and post-trade reports to misrepresent its compensation on various transactions, especially purchases and sales of bonds and other securities that trade outside large transparent markets.
Date: 07/09/2017
Amount: 35000000
Link: https://www.sec.gov/news/press-release/2017-159

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