UBS AG Fined £233,814,000 by the Financial Conduct Authority

For failing to take reasonable care to organise and control its affairs responsibly and effectively with adequate risk management systems in relation to G10 spot FX voice trading in London.
Date: 11/11/2014
Amount: 233814000.00

Comments are closed.

This website uses cookies to improve your experience. We'll assume you're ok with this, but you can opt-out if you wish. Accept Read More