Brokers Regulated by SEC

Licensed Firms

About SEC

Verify a Licence

Directory of brokers and financial firms licensed by Securities and Exchange Commission (SEC) — licence numbers, trust scores and complaint records.

• SEC regulator profile
• Brokers regulated by FCA
• Brokers regulated by CySEC
• Brokers regulated by ASIC
• Brokers regulated by FSCA
• Brokers regulated by FINRA
• Brokers regulated by BMA
• Brokers regulated by CIMA
• Brokers regulated by BVI FSC