Category: Press Releases

Dec 28
FCA publishes the Swift Review into the supervisory intervention on interest rate hedging products

The FCA has accepted recommendations made by John Swift QC, who was commissioned to…

Dec 28
NatWest fined £264.8 million for anti-money laundering failures

National Westminster Bank Plc (NatWest) was today fined £264,772,619.95 following…

Dec 27
Craig Whyte appears at court for failing to provide key passwords for seized devices

In a prosecution brought by the Financial Conduct Authority (FCA), Craig Whyte has…

Dec 27
FCA publishes Decision Notice against hedge fund for conflicts of interest failings

The Financial Conduct Authority has published a Decision Notice against BlueCrest…

Dec 27
FCA fines HSBC Bank plc £63.9 million for deficient transaction monitoring controls

The FCA has fined HSBC Bank plc (HSBC) £63,946,800 for failings in its anti-money…

Dec 27
FCA publishes warning notice statements for GAM International Management and Timothy Haywood

The Financial Conduct Authority (FCA) has fined GAM International Management Limited…