ASIC bans Bell Potter Securities Ltd trader Damien Rodr from providing financial services

Reason:
Abuse
Content of Penalty:

ASIC has banned Mr Damien Rodr, of Sydney, from providing financial services under s920A of the Corporations Act following an ASIC investigation into trading in the shares of DirectMoney Ltd ('DirectMoney'; ASX code: DM1).

Mr Rodr, a Designated Trading Representative (or 'DTR') for Bell Potter Securities Ltd ('Bell Potter'), has been banned for four years due to his involvement in trading in DM1 shares between 14 July 2015 and 23 July 2015.

Date: 01/12/2017