Regulators News

News from financial regulators around the world

Here you will find a collection of news feeds from financial regulators across the globe. If you are looking for  disciplinary actions related to specific investment firms / forex brokers, please consult the Brokers Directory or Regulators Directory.

Lates News

Regulatory Notice 22-04

Notice Comments Summary In light of the increasingly automated markets for NMS stocks, FINRA is issuing this Notice to remind member firms of their obligation

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