Press release on the suspension of trading in Asit Biotech
ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial
FSMA
22/01/2022
Regulators News
News from financial regulators around the world
Here you will find a collection of news feeds from financial regulators across the globe. If you are looking for disciplinary actions related to specific investment firms / forex brokers, please consult the Brokers Directory or Regulators Directory.
Lates News
Kasimayari Group (www.kasimayari.com)
The Financial Services and Markets Authority (FSMA) warns the public against the activities of Kasimayari Group, a company that offers investment services. Kasimayari Group is
FSMA
22/01/2022
Hepburn Investment (www.hepburninvestment.com)
The Financial Services and Markets Authority (FSMA) warns the public against the activities of Hepburn Investment, a company that offers investment services. Hepburn Investment is
FSMA
22/01/2022
Okuras Global Capital (www.okuras-global.capital)
The Financial Services and Markets Authority (FSMA) warns the public against the activities of Okuras Global Capital, a company that offers investment services. Okuras Global
FSMA
22/01/2022
Cortez Capital (http://cortezcap-hk.com/)
The Financial Services and Markets Authority (FSMA) warns the public against the activities of Cortez Capital, a company that offers investment services. Cortez Capital is
FSMA
22/01/2022
Greenbridge International (https://www.greenbridgeinternational.com)
The Financial Services and Markets Authority (FSMA) warns the public against the activities of GreenBridge International, a company that offers investment services. GreenBridge International is
FSMA
22/01/2022
Brock Holdings (https://brockholdings.com/)
The Financial Services and Markets Authority (FSMA) warns the public against the activities of Brock Holdings, a company that offers investment services. Brock Holdings is
FSMA
22/01/2022
Canadian securities regulators announce search for candidates for Board of Directors and CEO of new SRO
Vancouver and Toronto – The Canadian Securities Administrators (CSA) today announced the start of the search for candidates for the chief executive officer (CEO) and
FCNB
22/01/2022
Regulatory Notice 22-04
Notice Comments Summary In light of the increasingly automated markets for NMS stocks, FINRA is issuing this Notice to remind member firms of their obligation
FINRA
22/01/2022
Press release on the reopening of trading in INTEGRALE TIER 2 NOTES 6,25% DUE JANUARY 2025
ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial
FSMA
21/01/2022
Work programmes on rules of conduct in the insurance sector available to insurance distributors
The FSMA makes work programmes (available in French or Dutch only) on rules of conduct in the insurance sector available to insurance distributors. These work
FSMA
21/01/2022
FSMA
21/01/2022
