United Global Markets LLC Fined $40,000 by the National Futures Association

Reason:
violating NFA Financial Requirements Section 11(a) by failing to maintain the required adjusted net capital, as prescribed therein
Date: 13/08/2007
Amount: 40000.00
Link: http://www.nfa.futures.org/basicnet/CaseDocument.aspx?seqnum=1291

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