Question 1

What does Commodity Futures Trading Commission (CFTC) regulate?

Accepted Answer

Commodity Futures Trading Commission is the financial regulator in United States, established in 1974. It oversees: authorization, regulation, supervision.

Question 2

Is CFTC a tier-1 regulator?

Accepted Answer

CFTC is currently a Tier 2 regulator on Brokers Watch. Tier 1 = strict authorization, active enforcement, and meaningful client-fund protection. Tier 3 = light-touch or offshore.

Question 3

Does CFTC offer client compensation if a broker fails?

Accepted Answer

Yes — CFTC's compensation scheme: None. Coverage limits apply per client, per firm.

Question 4

What capital do brokers need to be licensed by CFTC?

Accepted Answer

Licensed firms must maintain minimum capital of Varies by registration. Higher capital requirements generally correlate with a more stringent regime.

Question 5

How many brokers are licensed by CFTC?

Accepted Answer

No firms in our directory are currently linked to CFTC. Public registers on the regulator's own site will show the authoritative list.

Question 6

Where can I verify a broker's license with CFTC?

Accepted Answer

Visit https://www.cftc.gov and search the official public register. Cross-check the exact entity name and license number — cloned firms often re-use similar-looking names.

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