Question 1

What does Investment Industry Regulatory Organization of Canada (IIROC) regulate?

Accepted Answer

Investment Industry Regulatory Organization of Canada is the financial regulator in Canada, established in 2008. It oversees: Securities, Broker-Dealer.

Question 2

Is IIROC a tier-1 regulator?

Accepted Answer

IIROC is currently a Tier 1 regulator on Brokers Watch. Tier 1 = strict authorization, active enforcement, and meaningful client-fund protection. Tier 3 = light-touch or offshore.

Question 3

Is there a compensation scheme under IIROC?

Accepted Answer

We do not have a verified compensation scheme on file for IIROC. Absence of a scheme means client funds may not be recovered if a licensed firm becomes insolvent.

Question 4

How many brokers are licensed by IIROC?

Accepted Answer

No firms in our directory are currently linked to IIROC. Public registers on the regulator's own site will show the authoritative list.

Question 5

Where can I verify a broker's license with IIROC?

Accepted Answer

Visit https://www.iiroc.ca and search the official public register. Cross-check the exact entity name and license number — cloned firms often re-use similar-looking names.

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