Day: January 8, 2022
Washington, D.C. — The Commodity Futures Trading Commission announced today that it has filed a civil enforcement action in the U.S. District Court for the District of New Jersey against WorldWideMarkets, Ltd., TAB Networks, Inc., Thomas Plaut of Saddle River, N.J., and Arthur Dembro of New York, N.Y., charging them with fraud and other violations. The […]
December 27, 2021 Washington, D.C. — The Commodity Futures Trading Commission today issued an order filing and simultaneously settling charges against Dubai residents Kunal Bansal and Vinit Agarwal and their Hong Kong and Dubai based firms Aralia Securities, Ltd. (Aralia) and Vintage Bullion DMCC (Vintage), respectively, for engaging in wash sales and non-competitive transactions. The order […]
Washington, D.C. — The Commodity Futures Trading Commission announced today that Chief Judge Stanley A. Bastian of the U.S. District Court for the Eastern District of Washington issued an order granting a permanent injunction against Easterday Ranches, Inc., and requiring it to pay a combined $263 million in restitution and civil monetary penalty in connection […]
Washington, D.C. — The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against JPMorgan Chase Bank, N.A., J.P. Morgan Securities LLC, and J.P. Morgan Securities plc (collectively, JPMorgan), for failing to maintain, preserve, and produce records that were required to be kept under CFTC recordkeeping requirements, and failing to diligently supervise matters related […]
December 10, 2021 Washington, D.C. — The Commodity Futures Trading Commission announced today that it has filed a civil enforcement action in the U.S. District Court for the Southern District of Texas against Peter Miller, a resident of San Juan, Puerto Rico, and his firm Omerta Capital LLC. The complaint charges the defendants for receiving […]
December 08, 2021 Washington, D.C. — The Commodity Futures Trading Commission today announced the U.S. District Court for the Northern District of Illinois entered a consent order on December 7, resolving CFTC charges that Roman Banoczay Jr. (Banoczay Jr.) of Bratislava, Slovakia, as an agent of Roman Banoczay Sr. (Banoczay Sr.) and their company, BAZUR […]
The Food and Drug Administration said Friday that adults who have been vaccinated with Moderna Inc.’s MRNA, -1.02% COVID-19 vaccine can get a booster dose five months after completing the primary series of shots. The previous recommendation was to wait six months. Moderna’s stock was down 0.2% in trading on Friday. The suggested window between […]
Shares of cruise operators rallied Friday, to buck the broad-market selloff, after Stifel Nicolaus analyst Steven Wieczynski pounded the table on the group, saying 2022 was going to be known as the “Year of the Cruise!” Shares of Royal Caribbean Group RCL, +3.98%, which Wieczynski said was his “top idea for 2022,” climbed 3.6%; Carnival […]
US Data In FocusToday’s US labour reports for December hold the potential to drive the first major Dollar move of the year. It’s been a quiet start for the greenback as traders await the release of today’s data. Earlier in the week, the December FOMC minutes confirmed that the Fed is now firmly in hawkish […]
Credit AgricoleAsia overnightUST yields are a little lower ahead of the non-farm payrolls data and following the soft US non-manufacturing ISM data. This helped support sentiment during the Asian session. Most Asian bourses and S&P 500 futures were trading higher at the time of writing. G10 FX traded in tight ranges with the NOK and […]
