Financial Regulators Directory

Not all regulators are the same. Your investment security depends on the regulator's credibility

Not all regulators are the same, and you should not consider that they are!

In addition to ensuring investment firms adhere to proper business conduct, financial regulators play an important role in recovering your money when your broker tries to cheat you out of your investment.  The financial regulator under which the investment firm you are investing with is regulated is your first and most important line of defense. The more credible and efficient the regulator is, the more secure is your investment.


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