Day: February 28, 2022

Feb 28
Crypto firms may still face SEC penalties for self-reporting securities laws violations: Report

SEC enforcement director Gurbir Grewal reportedly said the agency wouldn’t be ignoring the funds or securities laws violations for crypto companies that come to them. 1045 Total views 35 Total shares The U.S. Securities and Exchange Commission’s enforcement director has reportedly said cryptocurrency companies will not receive amnesty for reporting themselves for possible violations of […]

Feb 28
EV startup Canoo posts wider quarterly loss

Shares of Canoo Inc. GOEV, -0.17% fell more than 7% in the extended session Monday after the electric-vehicle startup reported a wider-than-expected quarterly loss. Canoo said it lost $138.1 million, or 60 cents a share, in the fourth quarter, compared with a loss of $9.2 million, or 6 cents a share, in the year-ago quarter. […]

Feb 28
Annual Report of the Belgian audit oversight College 2017

This press release is not available in English. Please consult the French or Dutch site. Source: FSMA

Feb 28
Press release on the reopening of trading in Celyad

ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial instruments of Celyad, ISIN BE0974260896, on Euronext Brussels is reopened from 17/05/2018 at 15:30 CET following the publication of a press release. Source: FSMA

Feb 28
Press release on the suspension of trading in Celyad

ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial instruments of Celyad, ISIN BE0974260896, on Euronext Brussels is suspended from 16/05/2018 at 09:00 CET until the publication of a press release.     Source: FSMA

Feb 28
Compliance with the EMIR Regulation by non-financial counterparties: findings and expectations

In accordance with the FSMA Regulation of 9 February 2017 the statutory auditors cooperate in the supervision of compliance with the EMIR Regulation by non-financial counterparties. The FSMA has analyzed the reports transmitted by the statutory auditors and publishes its main findings and general expectations (only available in French or Dutch) with regard to the […]

Feb 28
Warning concerning the late publication of the yearly financial report

This press release is not available in English. Please consult the French or Dutch version. Source: FSMA

Feb 28
Agreed settlement – Patrimonia SPRL

This press release is not available in English. Please consult the French or Dutch site. Source: FSMA

Feb 28
Continuing education requirements for compliance officers

In preparation for the entry into force on 1st June 2018 of the FSMA regulation of 28 February 2018, as approved by the Royal Decree of 15 April 2018, modifying the FSMA regulation of 27 October 2011 on the approval of compliance officers, this communication (available in French or Dutch only) provides information about: the scope of the continuing education obligation; the approval […]

Feb 28
FCA appoints new Head of Leeds Office as it recruits 200 roles as part of Transformation

The Financial Conduct Authority (FCA) is recruiting around 200 new roles as part of its Transformation programme. The regulator has recently recruited 95 colleagues in new positions in Authorisations, which manages applications from financial services providers, investment firms and consumer credit firms to be authorised or registered by the FCA. The FCA has also committed […]