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FCA warns against World Techno Trade (clone of authorised firm))

Warning

The Federal Court has ordered State One Stockbroking Limited (State One) to pay penalties

Fine

$: 500000

ASIC fined Dampier Finance Australia Limited

Fine

$: 240000

CySEC suspends PCM Advisers Ltd

Suspension

FCA warns against Haig, Lafferty & Partners

Warning

CySEC warns against ECN Capital

Warning

FCA warns against Holding Cohen Corporate International (clone of EEA authorised firm)

Warning

UBS Securities fined by ASIC

Fine

FCA warns against Crypto Exchange Pro

Warning

ASIC bans former director of AGM Markets from providing financial services for 8 years

Suspension

$: 120000