Directory
Penalties
Warning
Fines
Settlements
Suspension
Termination
Promotions
Blog
Regulators
Regulators News
Platforms
Analysis
Market Analysis
Add a listing
Sign in
or
Register
0
Add a listing
admin
Joined
29/12/2020
Active listings
3,813
Direct message
Listings
prev
next
FCA fines Bluefin £4m for misleading customers
Fine
$: 4023800
Imposition of administrative fine to Mrs. Irini Caramanou
Fine
Merrill Lynch Equities (Australia) Ltd pays an infringement notice penalty
Fine
$: 140000
ASIC permanently bans Victorian insurance product referrer
Termination
FCA warns against Independence Loans clone firm
Warning
FCA warns against Pension Services
Warning
FCA warns against Hume Capital Management
Warning
FCA warns against STX Global Limited t/a STX Markets
Warning
FCA warns against Redthorne Realisations Limited t/a Redthorne Markets
Warning
CySEC Fined Mr. Theodoros Aristodemou
Fine
$: 100000
Cart