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FCA fines Bluefin £4m for misleading customers

Fine

$: 4023800

Imposition of administrative fine to Mrs. Irini Caramanou

Fine

Merrill Lynch Equities (Australia) Ltd pays an infringement notice penalty

Fine

$: 140000

ASIC permanently bans Victorian insurance product referrer

Termination

FCA warns against Independence Loans clone firm

Warning

FSMA warns against the activities of Chemmi Holdings

Warning

FSMA warns the public against the activities of IFT Advisory Group

Warning

FSMA warns the public against the activities of Globe and Co Ltd

Warning

FSMA warns the public against the activities of Pandorx Ventures Limited

Warning

ASIC bans Bell Potter Securities Ltd trader Damien Rodr from providing financial services

Suspension