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AFX CAPITAL penalized by Cyprus Securities and Exchange Commission

Fine

$: 10000

Invesco Asset Management Limited Invesco Fund Managers Limited Fined £18,643,000 by the Financial Conduct Authority

Fine

$: 18643000

Merrill Lynch International Fined £13,285,900 by the Financial Conduct Authority

Fine

$: 13285900

David Lloyd Wren Fined £70,000 by the Financial Conduct Authority

Fine

$: 70000

Philip Eley Fined £7,200 by the Financial Conduct Authority

Fine

$: 7200

Santander plc Fined £12,377,800 by the Financial Conduct Authority

Fine

$: 12377800

Mark Stevenson Fined £662,700 by the Financial Conduct Authority

Fine

$: 662700

Besso Limited Fined £315,000 by the Financial Conduct Authority

Fine

$: 315000

City & Provincial Fined £1,100 by the Financial Conduct Authority

Fine

$: 1100

Forex Capital Markets Limited (“FXCM Ltd”) & FXCM Securities Limited (“FXCM Securities”) (together “FXCM UK”) Fined £4,000,000 by the Financial Conduct Authority

Fine

$: 4000000