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John Douglas Leslie Fined £28,000 by the Financial Conduct Authority
Fine
$: 28000
FX Direct Dealer LLC Fined $75,000 by the National Futures Association
Fine
$: 75000
20874
James E. Green, principal of FX Direct Dealer LLC (FXDD) Fined $75000.00 by the National Futures Association
Fine
$: 75000
20874
Paul David Cable Fined £140,000 by the Financial Conduct Authority
Fine
$: 140000
Paul David Cable Fined £140,000 and Banned by the Financial Conduct Authority
Fine
$: 140000
Swinton Group Limited Fined £7,380,400 by the Financial Conduct Authority
Fine
$: 7380400
The Royal Bank of Scotland plc and The Royal Bank of Scotland N.V Fined £5,620,300 by the Financial Conduct Authority
Fine
$: 5620300
Swinton Group Limited Fined £7,380,400 and Banned by the Financial Conduct Authority
Fine
$: 7380400
Jeffrey Simon Bennett Fined £28,000 by the Financial Conduct Authority
Fine
$: 28000
Interactive Brokers penalized by NFA
Fine
$: 300000
20924
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