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Interactive Brokers LLC Fined $125,000 by the National Futures Association

  • Date
    29/05/2007
  • Amount
    125,000

Interactive Brokers LLC Fined $125,000 by the National Futures Association

  • Date
    29/05/2007
  • Amount
    125,000
Content

charged lnteractive with violations of NFA Compliance Rule 2-10 for failing to maintain adequate books and records necessary and appropriate to conduct its business

Type

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