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ODL Securities Inc Fined $165,000 by the National Futures Association

  • Date
    26/09/2007
  • Amount
    165,000

ODL Securities Inc Fined $165,000 by the National Futures Association

  • Date
    26/09/2007
  • Amount
    165,000
Content

Complaint alleged that ODL and Dubuque violated NFA Compliance Rule 2-36(b) by making misleading and deceptive statements in the solicitation of forex customers

Type

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