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X-Change Financial Access LLC Fined $75,000 by the National Futures Association

  • Date
    09/12/2015
  • Amount
    75,000

X-Change Financial Access LLC Fined $75,000 by the National Futures Association

  • Date
    09/12/2015
  • Amount
    75,000
Content

Complaint alleged that XFA, Scheffler and Stafford violated NFA Compliance Rule 2-9(a), by failing to adequately supervise XFA's operations

Type

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