Category: Regulations
regulations
It has come to the attention of the Central Bank of Ireland (‘Central Bank’) that a scam entity by the name World Market Funds (Ireland), formerly operating the website https://wmfunds.co.uk/, has been claiming to be an investment firm / investment business firm in the State in the absence of appropriate authorisations. In this instance the […]
It has come to the attention of the Central Bank of Ireland (‘Central Bank’) that a firm calling itself RedFinStocks (Hong Kong) – formerly operating the website www.redfinstocks.com, has been operating as an investment firm / investment business firm in the State in the absence of appropriate authorisations. A list of unauthorised firms published to […]
Washington, D.C. — The Commodity Futures Trading Commission today announced it has filed a civil enforcement action in the U.S. District Court for the Southern District of Florida against Emerson Pires and Flavio Goncalves, both Brazilian citizens who previously resided in Port Saint Lucie, Florida; Joshua Nicholas of Stuart, Florida; and Empires Consulting Corp., a […]
Vancouver and Montreal – The Canadian Securities Administrators (CSA) is extending the comment period for its consultation paper on national standards for disclosing scientific and technical information about mineral projects. The comment period for CSA Consultation Paper 43-401 Consultation on National Instrument 43-101 Standards of Disclosure for Mineral Projects, originally scheduled to end July 13, […]
June 30, 2022 Washington, D.C. — The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against Interactive Brokers LLC, a registered futures commission merchant, for failing to diligently supervise its employees’ handling of exchange fees charged to customers. The order requires Interactive Brokers to cease and desist from violating the […]
This Action Is CFTC’s Largest Fraud Scheme Case Involving Bitcoin June 30, 2022 Washington, D.C. — The Commodity Futures Trading Commission filed a civil enforcement action in the U.S. District Court for the Western District of Texas, charging Cornelius Johannes Steynberg of Stellenbosch, Western Cape, Republic of South Africa and Mirror Trading International Proprietary Limited […]
Home News FCA resolves High Court proceedings in relation to unauthorised deposit taking Mr Mohammed Kabir has agreed to orders to resolve proceedings brought by the Financial Conduct Authority (FCA) relating to an unauthorised deposit taking scheme operated by Bright Managment Solution Limited [sic] (Bright Management) which has avoided a trial that was due to […]
Speech by Sarah Pritchard, Executive Director, Markets, at the CityUK Annual Conference. Speaker: Sarah Pritchard, Executive Director, MarketsEvent: CityUK Annual Conference at The QEII Centre, WestminsterDelivered: 30 June 2022Note: This is a drafted speech and may differ from the delivered version Highlights Underpinning every action we take, are our three core aims: reducing and preventing […]
Wide-ranging actions included disrupting ongoing and illegal activity and enhancing technology and analytics capabilities to tackle evolving threats and emerging trends Montreal – The Canadian Securities Administrators (CSA) today released its fiscal year 2021-2022 Enforcement Report, which outlines the specific actions that CSA members undertook in the past year to detect, disrupt and deter wrongdoing […]
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