Category: Regulations

On 29 March 2022, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a disciplinary fine amounting to 50,000 euros on Singulus Technologies AG. The disciplinary fine order related to a breach of section 325 of the German Commercial Code (Handelsgesetzbuch – HGB). Singulus Technologies AG failed to submit its accounting documents for […]

Home News Consumer warning on Unique Funeral Plans and Empathy Funeral Plans We strongly advise that you do not buy a plan from these firms. We have been clear for some time that people should avoid buying new plans from funeral plan providers that have not applied for authorisation or had their application withdrawn or […]

Your career at FCNB is enriched with daily opportunities to learn, innovate, and grow professionally in a supportive, stimulating, and flexible workplace. We offer a competitive total compensation package and exciting opportunities for professional development. We support our employees in maintaining their professional designations and provide technical updates on a continual basis for many of […]

Your career at FCNB is enriched with daily opportunities to learn, innovate, and grow professionally in a supportive, stimulating, and flexible workplace. We offer a competitive total compensation package and exciting opportunities for professional development. We support our employees in maintaining their professional designations and provide technical updates on a continual basis for many of […]

This document FSMA_2022_17 (available in French – Dutch only) deals with the guidelines of the European Insurance and Occupational Pensions Authority (EIOPA) on the use of the legal entity identifier (LEI) by institutions for occupational retirement provision and by insurance, reinsurance and ancillary insurance intermediaries, and with the implementation of these guidelines by the FSMA. […]

The Consumer and Smaller Business Practitioner Panels are independent, statutory panels representing the interests of consumers and those who work in small or medium-sized financial services companies. Their role is to advise and challenge the FCA as it develops policy and its regulatory approach.  Helen and Andy will take up their roles on 1 June […]

The FCA has today set out an ambitious vision for potential reform to the way companies list in the UK that aims to attract more high quality, growth companies and give investors greater opportunities. In a paper published today, the FCA is continuing its discussion on how it can make the listing regime, the rules […]

Having been unable to reach a verdict in a trial at Southwark Crown Court brought by the Financial Conduct Authority (FCA), the jury was discharged. The FCA will now consider whether to seek a re-trial of Stuart Bayes and Jonathan Swann for insider dealing. Notes to editors Stuart Bayes’ date of birth is 11 January […]

ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial instruments of Beluga, ISIN BE0003723377, on Euronext Brussels is suspended from 25/05/2022 at 11:30 CET until the publication of a press release. Source: FSMA

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend the Code of Arbitration Procedure for Industry Disputes (“Code”) to align the Code with the Ending Forced Arbitration of Sexual Assault and Sexual Harassment Act of 2021 (“Act”).  The proposed rule change […]