Category: Regulations
regulations
On 22 February 2022, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a further disciplinary fine amounting to 750,000 euros on ZhongDe Waste Technology AG. The disciplinary fine order related to a breach of section 325 of the German Commercial Code (Handelsgesetzbuch – HGB). ZhongDe Waste Technology AG failed to submit its […]
On 22 February 2022, the Federal Office of Justice (Bundesamt für Justiz – BfJ) imposed a further disciplinary fine amounting to 750,000 euros on ZhongDe Waste Technology AG. The disciplinary fine order related to a breach of section 325 of the German Commercial Code (Handelsgesetzbuch – HGB). ZhongDe Waste Technology AG failed to submit its […]
On 30 March 2022, BaFin imposed an administrative fine amounting to 150,000 euros on Softing AG. The sanction related to a breach of the first subparagraph of Article 17 (1) of the Market Abuse Regulation (MAR). Softing AG failed to publish inside information without undue delay. The company may lodge an appeal against the administrative […]
The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to help investors ask informed questions about the interest a brokerage firm charges for margin accounts. A “margin account” is a type of brokerage account in which your broker-dealer lends you cash (“margin loans”), using the securities and money that you hold […]
Home News FCA launches three-year strategy to improve outcomes Resources focused on outcomes to prevent serious harm, set higher standards and promote competition 80 new roles created to shut down problem firms The FCA has launched a new strategy to improve outcomes for consumers and in markets throughout the UK. As the FCA’s remit is broad […]
ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTORITY, PUBLISHED IN APPLICATION OF ARTICLE 34, § 2, PARAGRAPH 3, OF THE LAW OF 2 AUGUST 2002 Trading in financial instrument MDXHealth, ISIN code BE0003844611 on Euronext Brussels is suspended from 08:15am on 05/04/2011 until the publication of a press release. Source: FSMA
The agreed settlement involves a payment of EUR 397,500 and a publication by name on the website of the Financial Services and Markets Authority (FSMA). This press release is not available in English. Please consult the French or Dutch site. Source: FSMA
ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTORITY, PUBLISHED IN APPLICATION OF ARTICLE 34, § 2, PARAGRAPH 3, OF THE LAW OF 2 AUGUST 2002 Trading in Tigenix, ISIN code BE0003864817 on Euronext Brussels will re-open on 01/06/2011 at 08:15am. Source: FSMA
ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTORITY, PUBLISHED IN APPLICATION OF ARTICLE 34, § 2, PARAGRAPH 3, OF THE LAW OF 2 AUGUST 2002 Trading in financial instrument Tigenix, ISIN code BE0003864817 on Euronext Brussels is suspended at request of the issuer from 08:15am on 31/05/2011 until the publication of a press release […]
ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTORITY, PUBLISHED IN APPLICATION OF ARTICLE 34, § 2, PARAGRAPH 3, OF THE LAW OF 2 AUGUST 2002 Trading in DEXIA and derivatives, ISIN code BE0003796134 on Euronext Brussels will re-open on 27/05/2011 at 01:40pm. Source: FSMA