Category: Regulations

regulations

Apr 05
Dexia

ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTORITY, PUBLISHED IN APPLICATION OF ARTICLE 34, § 2, PARAGRAPH 3, OF THE LAW OF 2 AUGUST 2002 Trading in DEXIA and derivatives, ISIN code BE0003796134 on Euronext Brussels is suspended from 10:32 on 27/05/2011 until the publication of a press release.   Source: FSMA

Apr 05
MDXHealth

ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTORITY, PUBLISHED IN APPLICATION OF ARTICLE 34, § 2, PARAGRAPH 3, OF THE LAW OF 2 AUGUST 2002 Trading in MDXHealth, ISIN code BE0003844611 on Euronext Brussels will re-open on  06/04/2011 at 08:20am.   Source: FSMA

Apr 05
CSA, IIROC and MFDA update on implementation of new SRO

Good afternoon, We are contacting you today with a status update on work that is underway to implement the new, single enhanced self-regulatory organization (SRO) and new investor protection fund (IPF). Work is progressing well and timing is on track for a completion date of December 31, 2022. This is in keeping with the timeline […]

Apr 05
Equipping New Brunswickers to talk with their kids about money

To promote financial literacy in youth, FCNB is inviting parents, caregivers, teachers and community leaders to talk about money with their children.  Throughout the month of April, FCNB will be sharing resources on social media to help New Brunswickers integrate financial literacy lessons into everyday life. “Knowing where to start can feel overwhelming, but we’re […]

Apr 05
FCA makes three senior hires

The FCA has appointed 2 new Directors of Authorisations as it successfully fills 95 new authorisation roles. A new Finance Director will also join the regulator this spring.  Laura Dawes will take up 1 of 2 new Director of Authorisations roles. Laura is currently interim Director of Strategy, Policy, International and Intelligence in the FCA’s […]

Apr 05
Deletion of the registration of Switch Holding NV as an ancillary insurance intermediary

The FSMA has noted the decision by Switch Holding NV to cancel its registration in the register of insurance intermediaries and ancillary insurance intermediaries, effective 25 March 2022. This press release is not available in English. Please consult the French or Dutch site. Source: FSMA

Apr 05
Moratorium on the distribution of particularly complex structured products

The Financial Services and Markets Authority (FSMA) calls upon the financial sector not to distribute to individual investors structured products that are considered particularly complex. Distributors that sign on to the moratorium commit themselves not to distribute structured products that do not fulfil the criteria that have been established. Distributors who participate in the moratorium […]

Apr 05
Rentabiliweb

ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTORITY, PUBLISHED IN APPLICATION OF ARTICLE 34, § 2, PARAGRAPH 3, OF THE LAW OF 2 AUGUST 2002 Trading in financial instrument RENTABILIWEB, ISIN code BE0946620946 on Euronext Brussels is suspended from 11:27 AM on  June 30, 2011 on the request of the company and until the publication […]

Apr 05
The risks associated with speculative transactions in foreign currencies

The Financial Services and Markets Authority (FSMA) has noticed an increase in proposals of speculative transactions in foreign currencies. The FSMA urges investors to exercise the greatest possible prudence with regard to such proposals. On the one hand, some of these proposals are made by intermediaries who do not have the necessary authorization to do […]