Category: Regulations
regulations
This press release is not available in English. Please consult the French or Dutch site. Source: FSMA
ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial instruments of Celyad, ISIN BE0974260896, on Euronext Brussels is reopened from 17/05/2018 at 15:30 CET following the publication of a press release. Source: FSMA
ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial instruments of Celyad, ISIN BE0974260896, on Euronext Brussels is suspended from 16/05/2018 at 09:00 CET until the publication of a press release. Source: FSMA
In accordance with the FSMA Regulation of 9 February 2017 the statutory auditors cooperate in the supervision of compliance with the EMIR Regulation by non-financial counterparties. The FSMA has analyzed the reports transmitted by the statutory auditors and publishes its main findings and general expectations (only available in French or Dutch) with regard to the […]
This press release is not available in English. Please consult the French or Dutch version. Source: FSMA
This press release is not available in English. Please consult the French or Dutch site. Source: FSMA
In preparation for the entry into force on 1st June 2018 of the FSMA regulation of 28 February 2018, as approved by the Royal Decree of 15 April 2018, modifying the FSMA regulation of 27 October 2011 on the approval of compliance officers, this communication (available in French or Dutch only) provides information about: the scope of the continuing education obligation; the approval […]
The Financial Conduct Authority (FCA) is recruiting around 200 new roles as part of its Transformation programme. The regulator has recently recruited 95 colleagues in new positions in Authorisations, which manages applications from financial services providers, investment firms and consumer credit firms to be authorised or registered by the FCA. The FCA has also committed […]
The FCA today issued a notice of discontinuance in relation to the prosecution of Craig Whyte who had been charged with an offence of failing to comply with a statutory Notice issued under Section 49 Regulation of Investigatory Powers Act (RIPA 2000). The service of the notice terminates the prosecution. The decision to end the […]
Topics Expertise from the subject matter experts at New Brunswick’s Financial and Consumer Services Commission. Regulated Industries FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 36,000 industry […]