Category: Regulations
regulations
The Office of Investor Education and Advocacy is issuing this Investor Bulletin to educate investors about mutual funds and ETFs. This Investor Bulletin discusses only ETFs that are registered as open-end investment companies or unit investment trusts under the Investment Company Act of 1940 (the “1940 Act”). It does not address other types of exchange-traded […]
ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial instruments of MDxHealth, ISIN BE0003844611, on Euronext Brussels is suspended on the request of the company from 26/09/2019 at 13:55 CET until the publication of a press release. Source: FSMA
ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial instruments of BELUGA, ISIN BE0003723377 on Euronext Brussels will re-open on 24/09/2019 at 11:30 CET. Source: FSMA
ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial instruments of BELUGA, ISIN BE0003723977, on Euronext Brussels is suspended on the request of the company from 23/09/2019 at 10:00 CET until the publication of a press release. Source: FSMA
This consultation is not available in English. Please consult the French or Dutch site. Source: FSMA
ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial instruments of Celyad, ISIN BE0974260896, on Euronext Brussels will re-open on 12/09/2019 at 16:00 CET. Source: FSMA
ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial instruments of Celyad, ISIN BE0974260896, on Euronext Brussels is suspended on the request of the company from 11/09/2019 at 9:00 CET until the publication of a press release. Source: FSMA
This item is not available in English, please consult the French or Dutch version. Source: FSMA
Notice Comments Summary FINRA has adopted amendments to Rule 2165 (Financial Exploitation of Specified Adults) to permit member firms to: (1) place a hold on a securities transaction (in addition to the already-permitted hold on a disbursement of funds or securities) where there is a reasonable belief of financial exploitation; and (2) extend a temporary […]
The COVID-19 pandemic has had a large impact on how we are able to socialize with the people in our lives; more and more individuals have found themselves on the internet looking for company during the difficult times of self-isolation and lockdown. The Canadian Anti-Fraud Centre (CAFC) is receiving a large number of reports from […]