Category: Regulations
regulations
The Financial Services and Markets Authority (FSMA) warns the public against the activities of Okuras Global Capital, a company that offers investment services. Okuras Global Capital is not an authorized investment firm in Belgium. It is therefore not allowed to provide investment services in or from Belgium. Moreover, according to the information available to the […]
The Financial Services and Markets Authority (FSMA) warns the public against the activities of Cortez Capital, a company that offers investment services. Cortez Capital is not an authorized investment firm in Belgium. It is therefore not allowed to provide investment services in or from Belgium. Moreover, according to the information available to the FSMA, the […]
The Financial Services and Markets Authority (FSMA) warns the public against the activities of GreenBridge International, a company that offers investment services. GreenBridge International is not an authorized investment firm in Belgium. It is therefore not allowed to provide investment services in or from Belgium. Moreover, according to the information available to the FSMA, the […]
The Financial Services and Markets Authority (FSMA) warns the public against the activities of Brock Holdings, a company that offers investment services. Brock Holdings is not an authorized investment firm in Belgium. It is therefore not allowed to provide investment services in or from Belgium. Moreover, according to the information available to the FSMA, the […]
Vancouver and Toronto – The Canadian Securities Administrators (CSA) today announced the start of the search for candidates for the chief executive officer (CEO) and members of the Board of Directors for the new self-regulatory organization (SRO). As announced in November 2021, the CSA established a Special Joint Committee to lead the recruitment process. […]
Notice Comments Summary In light of the increasingly automated markets for NMS stocks, FINRA is issuing this Notice to remind member firms of their obligation to execute marketable customer orders fully and promptly. We also are reminding firms of their obligation to ensure that their supervisory systems are reasonably designed to achieve compliance with this […]
ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial instruments of INTEGRALE TIER 2 NOTES 6,25% DUE JANUARY 2025, ISIN BE0002220862, on Euronext Brussels will re-open on 21/01/2022 at 09:00 CET. Source: FSMA
The FSMA makes work programmes (available in French or Dutch only) on rules of conduct in the insurance sector available to insurance distributors. These work programmes give an overview, for each topic, of the applicable legislation and regulations. These are intended as a practical guideline and resource for compliance with the rules of conduct. Read […]
ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial instruments of Warehouses De Pauw, ISIN BE0974349814, on Euronext Brussels will re-open on 04/02/2021 at 09:00 CET. Source: FSMA