Category: Regulations

ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial instruments of Asit Biotech, ISIN BE0974289218, on Euronext Brussels will re-open on 04/02/2021 at 09:00 CET. Source: FSMA

ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial instruments of Warehouses De Pauw, ISIN BE0974349814, on Euronext Brussels is suspended on the request of the company from 03/02/2021 at 14:20 CET until the publication of a press release. […]

ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial instruments of Argenx SE , ISIN NL0010832176 , on Euronext Brussels is reopened from 03-02-2021 at 09:00 CET following the publication of a press release. Source: FSMA

Toronto – The securities regulatory authorities in Manitoba, New Brunswick, Nova Scotia, Ontario, Québec and Saskatchewan (the participating jurisdictions) today published the underlying data used to prepare the seventh year review of women on boards and in executive officer positions. This was the seventh annual review of disclosure related to women on boards and in […]

Toronto –  The Canadian Securities Administrators (CSA) today published for comment the proposed business conduct regime for regulating dealers and advisers in over-the-counter (OTC) derivatives in Canada. The proposed derivatives business conduct rule was initially published for comment on April 4, 2017 (the first consultation) and again on June 14, 2018 (the second consultation). The […]

Regulated Industries FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 36,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more […]

Notice Comments Summary FINRA has adopted amendments to its rules to clarify the application of FINRA rules to security-based swaps (SBS):1 FINRA has adopted a new Rule 0180 (Application of Rules to Security-Based Swaps), which, along with conforming amendments to Rule 9610 (Procedures for Exemptions—Application), will become effective February 6, 2022. The new rule replaces […]

ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial instruments of INTEGRALE TIER 2 NOTES 6,25% DUE JANUARY 2025, ISIN BE0002220862, on Euronext Brussels is suspended from 20/01/2022 at 15:20 CET until the publication of a press release. Source: […]

The Financial Services and Markets Authority (FSMA) warns the public against the activities of unauthorized lenders who offer false credit to consumers. In recent months, the FSMA has identified 36 fraudulent lenders who offer false credit to Belgian consumers via the Internet. Consumers get in touch with these lenders in a variety of ways: they […]

The IORP II Directive requires supervisory authorities to base their supervision on a forward-looking, risk-based approach and to communicate transparently on this subject by publishing the text of laws, regulations and administrative provisions as well as their general supervisory guidelines. EIOPA itself has published a series of opinions on the subject. In this context, the […]