Category: Regulations

regulations

Jan 13
Career Opportunity: Manager, Strategic Planning, Risk and Accountability Reporting

Your career at FCNB is enriched with daily opportunities to learn, innovate, and grow professionally in a supportive, stimulating, and flexible workplace. We offer a competitive total compensation package and exciting opportunities for professional development. We support our employees in maintaining their professional designations and provide technical updates on a continual basis for many of […]

Jan 13
Information Session: Navigating the CEDC Program

Topics Expertise from the subject matter experts at New Brunswick’s Financial and Consumer Services Commission. Regulated Industries FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 36,000 industry […]

Jan 13
Information Session: Navigating the CEDC Program

Topics Expertise from the subject matter experts at New Brunswick’s Financial and Consumer Services Commission. Regulated Industries FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 36,000 industry […]

Jan 13
CFTC Issues Order Suspending Mississippi Man’s Registrations as a Commodity Trading Advisor and Associated Person

January 12, 2022 Washington, D.C. — The Commodity Futures Trading Commission announced today that it issued an order suspending the registrations of Ted Brent Alexander of Jackson, Mississippi. The CFTC filed a Notice of Intent to Suspend or Modify registration under Section 8a(11) against Alexander on September 2, 2021. [See CFTC Press Release No. 8423-21]. The […]

Jan 12
Re-election of the chairman of the FSMA as chair of the Monitoring Board of the IFRS Foundation

The chairman of the Financial Services and Markets Authority (FSMA), Jean-Paul Servais, has been re-elected as chair of the IFRS Foundation Monitoring Board for a mandate of two years. The Monitoring Board ensures the proper functioning of the International Financial Reporting Standards Foundation (the IFRS Foundation). The IFRS Foundation is the non-for-profit organization that is […]

Jan 12
Press release on the suspension and reopening of trading in SD Worx Holding NV

ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial instruments of SD Worx Holding NV, ISIN BE0002655364, on Euronext Brussels is suspended from 28/04/2021 at 15:30 CET until the publication of a press release. Trading will resume on 29/04/2021 […]

Jan 12
Emw capital (www.emwcapital.com)

The Financial Services and Markets Authority (FSMA) warns the public against the activities of EMW Capital, a company that offers investment services. EMW Capital is not an authorized investment firm in Belgium. It is therefore not allowed to provide investment services in or from Belgium. Moreover, according to the information available to the FSMA, the […]

Jan 12
Bruckhaus quist (www.bruckhaus-quist.com)

The Financial Services and Markets Authority (FSMA) warns the public against the activities of Bruckhaus Quist, a company that offers investment services. Bruckhaus Quist is not an authorized investment firm in Belgium. It is therefore not allowed to provide investment services in or from Belgium. Moreover, according to the information available to the FSMA, the […]

Jan 12
Daltium (www.daltium.com)

The Financial Services and Markets Authority (FSMA) warns the public against the activities of Daltium, a company that offers investment services. Daltium is not an authorized investment firm in Belgium. It is therefore not allowed to provide investment services in or from Belgium. Moreover, according to the information available to the FSMA, the activities proposed […]

Jan 12
Boiler rooms: the FSMA warns the public against unauthorized activities

The Financial Services and Markets Authority (FSMA) warns the public against several companies engaging in unauthorized activities on the Belgian market. The companies are the following: Bruckhaus Quist (www.bruckhaus-quist.com) Daltium (www.daltium.com) EMW Capital (www.emwcapital.com) The above companies are not authorized to provide investment services in Belgium. The FSMA therefore strongly advises against responding to any […]