Category: Regulations

regulations

Jan 11
CSA Staff Notice 11-344 – Notice of Local Amendments in Certain Jurisdictions

Regulated Industries FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 36,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more […]

Jan 11
CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2022

Regulated Industries FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 36,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more […]

Jan 11
Canadian securities regulators introduce exemptions for qualified issuers from certain base shelf prospectus requirements

Toronto – The Canadian Securities Administrators (CSA) today published temporary exemptions from certain base shelf prospectus requirements for qualifying well-known seasoned issuers (WKSIs). The exemptions allow an issuer, that meets WKSI qualifications and certain conditions, to file a final base shelf prospectus with its principal regulator and obtain a receipt for that prospectus on an […]

Jan 11
Blanket Order 52-503 – Exemption from National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure

Regulated Industries FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 36,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more […]

Jan 10
Press release on the reopening of trading in Cie Bois Sauvage

ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial instruments of Cie Bois Sauvage, ISIN BE0003592038, on Euronext Brussels will re-open on 17/05/2021 at 12:00 CET. Source: FSMA

Jan 10
Press release on the suspension of trading in Cie Bois Sauvage

ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial instruments of Cie Bois Sauvage, ISIN BE0003592038, on Euronext Brussels is suspended from 14-05-2021 at 09:02 CET until the publication of a press release.     Source: FSMA

Jan 10
Press release on the suspension of trading in Recticel

ANNOUNCEMENT BY THE FINANCIAL SERVICES AND MARKETS AUTHORITY, PUBLISHED IN APPLICATION OF ARTICLE 78 OF THE LAW OF 21 NOVEMBER 2017 Trading in the financial instruments of Recticel, ISIN BE0003656676, on Euronext Brussels is suspended from 14/05/2021 at 09:00 CET until the publication of a press release.     Source: FSMA

Jan 10
Warning concerning the late publication of the yearly financial report

This press release is not available in English. Please consult the French or Dutch version. Source: FSMA

Jan 10
Certain aspects of the MiFID II compliance function requirements

Guidelines by the European Securities and Markets Authority (ESMA) on certain aspects of the MiFID II compliance function requirements (available in French – Dutch only). Source: FSMA

Jan 10
Renewal of the term of office of the FSMA Chairman, FSMA Deputy Chairman and members of the Management Committee

Renewal of the term of office of the FSMA Chairman, FSMA Deputy Chairman and Members of the Management Committee The mandate of the Chairman of the FSMA, Jean-Paul Servais, has been renewed. The new term of office is for a period of six years, until March 2027. Jean-Paul Servais has led the FSMA since its […]